-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HX76jb7JrwRytGfRyZIZ4JZAJmrXNlF3/dCNSsgTsDxAgVZdKyUhl7RRkIbKUwgA W5wP1JdxsYSdiYbrXPXMsg== 0000914317-04-000194.txt : 20040115 0000914317-04-000194.hdr.sgml : 20040115 20040115150034 ACCESSION NUMBER: 0000914317-04-000194 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PINSLEY HOWARD M CENTRAL INDEX KEY: 0001200027 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5 LONGWOOD DRIVE STREET 2: 5 LONGWOOD DRIVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19806 FILM NUMBER: 04527109 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 SC 13G/A 1 form13ga-56641_espey.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Espey Mfg. & Electronics Corp. ------------------------------ (Name of Issuer) Common Stock, par value $.33-1/3 per share ------------------------------------------ (Title and Class of Securities) 296650 10 4 ----------- (CUSIP Number) June 30, 2003 ------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) CUSIP No. 296650 10 4 Page 2 of 5 pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons, I.R.S. Identification Nos. of above persons (entities only) Howard Pinsley - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power Number of 52,136 Shares ------------------------------------------------------------ Beneficially 6. Shared Voting Power Owned by 0 Each ------------------------------------------------------------ Reporting 7. Sole Dispositive Power Person With 52,136 ------------------------------------------------------------ 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 52,136 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.2% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN - -------------------------------------------------------------------------------- Page 3 of 5 pages Item 1. - ------- (a) Name of Issuer: Espey Mfg. & Electronics Corp. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 233 Ballston Avenue Saratoga Springs, New York 12866 Item 2. - ------- (a) Name of Person Filing: Howard Pinsley (b) Address of Principal Business Office: 233 Ballston Avenue, Saratoga Springs, New York 12866. (c) Citizenship or Place of Organization: United States of America (d) Title and Class of Securities: Common stock, par value $.33-1/3 per share (the "Common Stock") (e) CUSIP Number: 296650 10 4 Item 3. - ------- N/A Item 4. Ownership - ------- (a) Amount Beneficially Owned: 52,136* Page 4 of 5 pages (b) Percent of Class: 5.2% (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 52,136 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 52,136 (iv) Shared power to dispose or direct the disposition of: 0 * 9,502 of such shares are shares allocated to Mr. Howard Pinsley as of June 30, 2003 as a participant in the Issuer's Employee Stock Ownership Plan. Item 5. Ownership of Five Percent or Less of a Class - ------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_] Item 6. Ownership of More than Five Percent on Behalf of Another Person - ------- N/A Item 7. Identification and Classification of the Subsidiary which Acquired the - ------- Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group - ------- N/A Item 9. Notice of Dissolution of Group - ------- N/A Item 10. Certification - -------- N/A Page 5 of 5 pages After reasonable inquiry and to the best of our knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 15, 2004 /s/ Howard Pinsley ------------------ Howard Pinsley -----END PRIVACY-ENHANCED MESSAGE-----